INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 24th, 2019 • Listed Funds Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 24th day of May, 2019 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and ROUNDHILL FINANCIAL INC., a Delaware corporation with its principal place of business at 575 5th Avenue, 14th Floor, New York, New York 10017 (the “Adviser”).
LISTED FUNDS TRUSTInvestment Sub-Advisory Agreement • May 24th, 2019 • Listed Funds Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this the 24th of May, 2019 by and between ROUNDHILL FINANCIAL INC., a Delaware corporation with its principal place of business at 575 5th Avenue, 14th Floor, New York, New York 10017 (the “Adviser”), LISTED FUNDS TRUST (the “Trust”), and EXCHANGE TRADED CONCEPTS, LLC, an Oklahoma limited liability company, with its principal place of business located at 10900 Hefner Pointe Drive, Suite 207, Oklahoma City, Oklahoma 73120 (the “Sub-Adviser”).
LISTED FUNDS TRUST Fee Waiver Agreement May 21, 2019Listed Funds Trust • May 24th, 2019 • Listed Funds Trust • Delaware
THIS FEE WAIVER AGREEMENT (the “Agreement”) is entered into by and between Listed Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Roundhill BITKRAFT Esports & Digital Entertainment ETF (the “Fund”), a series of the Trust, and Roundhill Financial Inc. (the “Adviser”), the Fund’s investment adviser.
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • May 24th, 2019 • Listed Funds Trust • Delaware
