DISTRIBUTION AGREEMENTDistribution Agreement • April 29th, 2020 • Prospector Funds, Inc.
Contract Type FiledApril 29th, 2020 CompanyTHIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Quasar Distributors, LLC (the “Distributor”), Prospector Funds, Inc. (“Fund Company”) and Prospector Partners Asset Management, LLC (“Adviser”).
AMENDED AND RESTATED FEE WAIVER AND EXPENSE LIMITATION AGREEMENT PROSPECTOR FUNDS, INC.Fee Waiver and Expense Limitation Agreement • April 29th, 2020 • Prospector Funds, Inc. • Connecticut
Contract Type FiledApril 29th, 2020 Company JurisdictionAgreement made as of September 19, 2007, and amended and restated on February 22, 2010, February 16, 2011, February 15, 2012, February 25, 2013, February 19, 2014, February 18, 2015, February 23, 2016, February 21, 2017, February 20, 2018, February 20, 2019 and September 5, 2019 between Prospector Partners Asset Management, LLC, a Delaware limited liability company (the “Adviser”) and Prospector Funds, Inc., a Maryland corporation (the “Company”), on behalf of its Series, Prospector Capital Appreciation Fund and Prospector Opportunity Fund (each, a “Fund” and collectively, the “Funds”).
AMENDMENT NUMBER ONE TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 29th, 2020 • Prospector Funds, Inc.
Contract Type FiledApril 29th, 2020 CompanyThis AMENDMENT NUMBER ONE dated as of September 19, 2019 to the Investment Advisory Agreement (“Agreement”) dated as of September 19, 2007, originally made by and between PROSPECTOR FUNDS, INC., a Maryland corporation, with its principal offices and place of business at 370 Church Street, Guilford, CT 06437 (the “Fund”), including any series thereof as set forth on Schedule A of the Agreement (each a “Series” and collectively, the “Series”) and PROSPECTOR PARTNERS ASSET MANAGEMENT, LLC, a Delaware limited liability company, with its principal office and place of business at 370 Church Street, Guilford, CT 06437 (the “Adviser”). Per the terms of the Agreement, the Adviser has agreed to perform investment advisory services for such Series. Capitalized terms used but not defined herein have the meaning set forth in the Agreement.