FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 28th, 2020 • Absolute Shares Trust • New York
This Sub-Advisory Agreement (“Agreement”) entered into as of March 5, 2019, by and between Millington Securities Inc., a corporation organized under the laws of the State of Illinois (“Advisor”), and WBI Investments, Inc., a corporation organized under the laws of the State of New Jersey (“Sub-Advisor”).
ABSOLUTE SHARES TRUST INVESTMENT ADVISORY AGREEMENT Appendix A (Name changes in effect as of October 25, 2019)Investment Advisory Agreement • October 28th, 2020 • Absolute Shares Trust
As of the date of this Agreement, the Advisor has delegated its affiliated, the Sub-Advisor, to receive such Advisor’s fee in consideration of the services to be provided pursuant to the Sub-Advisory Agreement.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 28th, 2020 • Absolute Shares Trust • New York
This Investment Advisory Agreement (“Agreement”) is made and entered into as of March 5, 2019, by and between Absolute Shares Trust, a Delaware statutory trust (“Trust”), on behalf of the funds listed on Appendix A, each a series of shares of the Trust (each, a “Fund” and, collectively, “Funds”), and Millington Securities Inc., a corporation organized under the laws of the State of Illinois (“Advisor”).
EIGHTH AMENDMENT TO EXPENSE LIMITATION AGREEMENT ABSOLUTE SHARES TRUSTExpense Limitation Agreement • October 28th, 2020 • Absolute Shares Trust
This Amendment is effective as of June 11, 2020, by and between the funds listed on Schedule A (each, a “Fund” and, collectively, the “Funds”), each a series of shares of Absolute Shares Trust, a Delaware statutory trust (the “Trust”) and WBI Investments, Inc., a New Jersey corporation (the “Sub-Advisor”).
