LISTED FUNDS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 10th, 2020 • Listed Funds Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 29th day of October, 2020 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and Changebridge Capital, LLC, a Massachusetts limited liability company with its principal place of business at 180 Canal Street, Suite 600, Boston, Massachusetts 02114 (the “Adviser”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTListed Funds Trust Custody Agreement • November 10th, 2020 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 9, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”), and is effective as of the last date on the signature block..
SEVENTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • November 10th, 2020 • Listed Funds Trust • Delaware
This seventh amendment (this “Amendment”) to the ETF Distribution Agreement dated June 7, 2017 (the “Agreement”), is entered into on November 3, 2020 by and between Listed Funds Trust (f/k/a Active Weighting Funds ETF Trust) (the “Trust”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of November 3, 2020 (the “Effective Date”).
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • November 10th, 2020 • Listed Funds Trust
THIS AMENDMENT to the Fund Servicing Agreement, dated as of April 9, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”), and is effective as of the last date on the signature block.
