LISTED FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENT with SWAN GLOBAL MANAGEMENT, LLCInvestment Sub-Advisory Agreement • December 16th, 2020 • Listed Funds Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 10th day of December, 2020, by and between Swan Capital Management, LLC, a Delaware limited liability company with its principal place of business at 1099 Main Avenue, Suite 206, Durango, Colorado 81301 (the “Adviser”), LISTED FUNDS TRUST (the “Trust”), and Swan Global Management, LLC, a Puerto Rico limited liability company with its principal place of business located at 20 Ridge Top, Humacao, PR 00791 (the “Sub-Adviser”).
LISTED FUNDS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 16th, 2020 • Listed Funds Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 10th day of December, 2020 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and Swan Capital Management, LLC, a Colorado limited liability company with its principal place of business at 1099 Main Avenue, Suite 206, Durango, Colorado 81301 (the “Adviser”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • December 16th, 2020 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 9, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”), and is effective as of the last date on the signature block..
EIGHTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 16th, 2020 • Listed Funds Trust • Delaware
This eighth amendment (the “Amendment”) to the ETF Distribution Agreement dated June 7, 2017 (the “Agreement”), is entered into on December 15, 2020 by and between Listed Funds Trust (f/k/a Active Weighting Funds ETF Trust) (the “Trust”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of December 15, 2020 (the “Effective Date”).
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • December 16th, 2020 • Listed Funds Trust
THIS AMENDMENT to the Fund Servicing Agreement, dated as of April 9, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”), and is effective as of the last date on the signature block.
