LISTED FUNDS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 30th, 2020 • Listed Funds Trust • Delaware
Contract Type FiledDecember 30th, 2020 Company JurisdictionThis INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 27th day of December, 2020 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and Horizon Kinetics Asset Management LLC, a Delaware limited liability company with its principal place of business at 470 Park Avenue South, 3rd Floor South, New York, New York 10016 (the “Adviser”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • December 30th, 2020 • Listed Funds Trust
Contract Type FiledDecember 30th, 2020 CompanyTHIS AMENDMENT to the Custody Agreement, dated as of April 9, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”), and is effective as of the last date on the signature block..
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • December 30th, 2020 • Listed Funds Trust
Contract Type FiledDecember 30th, 2020 CompanyTHIS AMENDMENT to the Fund Servicing Agreement, dated as of April 9, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”), and is effective as of the last date on the signature block.