LISTED FUNDS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 20th, 2021 • Listed Funds Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 10th day of December, 2020 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and Morgan Creek Capital Management, LLC, a North Carolina limited liability company with its principal place of business at 301 W. Barbee Chapel Road, Suite 200, Chapel Hill, North Carolina 27517 (the “Adviser”).
LISTED FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENT with EXOS ASSET MANAGEMENT, LLCInvestment Sub-Advisory Agreement • January 20th, 2021 • Listed Funds Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 10th day of December, 2020, by and between Morgan Creek Capital Management, LLC a North Carolina limited liability company, with its principal place of business at 301 W. Barbee Chapel Road, Suite 200, Chapel Hill, North Carolina 27517 (the “Adviser”), LISTED FUNDS TRUST (the “Trust”), and Exos Asset Management, LLC a Delaware limited liability company, with its principal place of business located at 1023 Esplanade, Pelham, New York 10803 (the “Sub-Adviser”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTListed Funds Trust Custody Agreement • January 20th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 9, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”), and is effective as of the last date on the signature block..
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • January 20th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Fund Servicing Agreement, dated as of April 9, 2019 (the “Agreement”), is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”), and is effective as of the last date on the signature block.
