ETF DISTRIBUTION AGREEMENTDistribution Agreement • October 19th, 2021 • Listed Funds Trust • Delaware
This Distribution Agreement (the “Agreement”) is made effective as of the closing of the Transaction (as defined below) (the “Closing Date”), by and between Listed Funds Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, Milwaukee, WI 53202, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • October 19th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated May 24, 2019 between LISTED FUNDS TRUST and Roundhill Financial Inc.Investment Advisory Agreement • October 19th, 2021 • Listed Funds Trust
The Trust will pay to the Adviser, as compensation for the Adviser’s services rendered, a fee computed daily at an annual rate based on the average daily net assets of the Fund in accordance with the following fee schedule:
SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated May 13, 2020 between Roundhill Financial Inc. and Exchange Traded Concepts, LLC and LISTED FUNDS TRUSTInvestment Sub-Advisory Agreement • October 19th, 2021 • Listed Funds Trust
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund that ETC sub-advises and Roundhill is the Investment Adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • October 19th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Fund Servicing Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
