INVESTMENT ADVISORY AGREEMENT withInvestment Advisory Agreement • December 13th, 2021 • Listed Funds Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 9th day of December, 2021 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and Grizzle Investment Management, LLC, a Delaware limited liability company with its principal place of business at 573 Coldstream Drive, Berwyn, Pennsylvania 19312 (the “Adviser”).
LISTED FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENT with EXCHANGE TRADED CONCEPTS, LLCInvestment Sub-Advisory Agreement • December 13th, 2021 • Listed Funds Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 9th day of December, 2021 by and between Grizzle Investment Management LLC, and a Delaware limited liability company with its principal place of business at 573 Coldstream Drive, Berwyn, Pennsylvania 19312 (the “Adviser”), LISTED FUNDS TRUST (the “Trust”), Exchange Traded Concepts, LLC, an Oklahoma limited liability company, with its principal place of business located at 10900 Hefner Pointe Drive, Suite 207, Oklahoma City, Oklahoma 73120 (the “Sub-Adviser”).
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 13th, 2021 • Listed Funds Trust • Delaware
This first amendment (“Amendment”) to the ETF distribution agreement (the “Agreement”) dated as of September 30, 2021, by and between Listed Funds Trust (“Trust”) and Foreside Fund Services, LLC (together with Trust, the “Parties”) is effective as of December 13, 2021.
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTListed Funds Trust Custody Agreement • December 13th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • December 13th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Fund Servicing Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
