LISTED FUNDS TRUSTInvestment Sub-Advisory Agreement • January 25th, 2023 • Listed Funds Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 14th day of September, 2022 by and among Horizon Kinetics Asset Management LLC, a Delaware limited liability company with its principal place of business at 470 South Park Avenue South, 3rd Floor South, New York, New York 10016 (the “Adviser”), LISTED FUNDS TRUST (the “Trust”), and Ryan Heritage, LLP, a Delaware limited liability partnership with its principal place of business located at 250 Pehle Avenue, Suite 708, Saddle Brook, New Jersey 07663 (the “Sub-Adviser”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • January 25th, 2023 • Listed Funds Trust
THIS AMENDMENT, effective as of the last date on the signature block, to the Custody Agreement, dated as of April 9, 2019 (the “Agreement”), as amended, is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • January 25th, 2023 • Listed Funds Trust
THIS AMENDMENT, effective as of the last date on the signature block, to the Fund Servicing Agreement, dated as of April 9, 2019 (the “Agreement”), as amended, is entered into by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated December 27, 2020 between LISTED FUNDS TRUST and Horizon Kinetics Asset Management LLCInvestment Advisory Agreement • January 25th, 2023 • Listed Funds Trust
The Trust will pay to the Adviser, as compensation for the Adviser’s services rendered, a fee computed daily at an annual rate based on the average daily net assets of the Fund in accordance with the following fee schedule:
