0000894189-23-003237 Sample Contracts

LISTED FUNDS TRUST INVESTMENT SUB-ADVISORY AGREEMENT with OPAL CAPITAL, LLC
Investment Sub-Advisory Agreement • April 28th, 2023 • Listed Funds Trust • Delaware

INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 14th day of September, 2022 by and between TrueMark Investments, LLC, and a Delaware limited liability company with its principal place of business at 433 West Van Buren Street, 1150-E Chicago, Illinois 60607 (the “Adviser”), LISTED FUNDS TRUST (the “Trust”), and Opal Capital, LLC, a Florida limited liability company with its principal place of business located at 1919 Flower Drive, Palm Beach Gardens, Florida 33410 (the “Sub-Adviser”).

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SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated December 9, 2021 between TRUEMARK INVESTMENTS, LLC and RIVERNORTH CAPITAL MANAGEMENT, LLC and LISTED FUNDS TRUST
Investment Sub-Advisory Agreement • April 28th, 2023 • Listed Funds Trust

For the services to be provided by the Sub-Adviser pursuant to this Agreement, the Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily at an annual rate in accordance with the following fee schedule:

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