TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with MASON STREET ADVISORS, LLCInvestment Advisory Agreement • October 31st, 2023 • Trust for Professional Managers • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 31st day of October, 2023, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (the “Fund”), and Mason Street Advisors, LLC (hereinafter called the “Adviser”), a Delaware limited liability company.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 31st, 2023 • Trust for Professional Managers • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) is made as of this 31st day of October 2023, by and between Mason Street Advisors, LLC, a Delaware limited liability company (the “Adviser”) and Invesco Advisers, Inc. (the “Sub-Adviser”).
October 31, 2023 Mr. John P. Buckel President Trust for Professional ManagersFee Waiver Agreement • October 31st, 2023 • Trust for Professional Managers
TRUST FOR PROFESSIONAL MANAGERS ADMINISTRATIVE SERVICES AGREEMENT with MASON STREET ADVISORS, LLCAdministrative Services Agreement • October 31st, 2023 • Trust for Professional Managers • Delaware
THIS ADMINISTRATIVE SERVICES AGREEMENT (the “Agreement”) is made as of the 31st day of October, 2023, by and between Trust for Professional Managers, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Mason Street Advisors, LLC (hereinafter called “MSA”), a Delaware limited liability company.
DISTRIBUTION AGREEMENTDistribution Agreement • October 31st, 2023 • Trust for Professional Managers • Delaware
THIS AGREEMENT is made and entered into as of the 31st day of October, 2023, by and between Trust for Professional Managers, a Delaware statutory trust (the “Client” or “Trust”) and Northwestern Mutual Investment Services, LLC, a Wisconsin limited liability company (the “Distributor”).
FIFTH AMENDMENT TO THE FUND SERVICING AGREEMENTFund Servicing Agreement • October 31st, 2023 • Trust for Professional Managers
THIS FIFTH AMENDMENT, dated as of the last date on the signature block, to the Fund Servicing Agreement dated as of September 9, 2020 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
FIFTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • October 31st, 2023 • Trust for Professional Managers
THIS FIFTH AMENDMENT, dated as of the last date on the signature block, to the Custody Agreement dated as of September 9, 2020 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
