0000894189-24-001657 Sample Contracts

TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with PT ASSET MANAGEMENT, LLC
Investment Advisory Agreement • March 11th, 2024 • Trust for Professional Managers • Delaware

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 18th day of January, 2024, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (the “Fund”), and PT Asset Management, LLC (DBA: PTAM) (the “Adviser”), an Illinois limited liability company.

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SIXTH AMENDMENT TO THE CUSTODY AGREEMENT
Custody Agreement • March 11th, 2024 • Trust for Professional Managers

THIS SIXTH AMENDMENT, dated as of the last date on the signature block, to the Custody Agreement dated as of September 9, 2020, as amended (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

ETF DISTRIBUTION AGREEMENT
Etf Distribution Agreement • March 11th, 2024 • Trust for Professional Managers • Delaware

This third amendment ("Amendment'') to the ETF Distribution Agreement (the "Agreement") dated as of September 30, 2021, by and between Trust for Professional Managers (the "Trust") and Foreside Fund Services, LLC (together with the Trust, the "Parties"), is made effective as of March 1, 2024 (the "Effective Date").

SIXTH AMENDMENT TO THE FUND SERVICING AGREEMENT
Fund Servicing Agreement • March 11th, 2024 • Trust for Professional Managers

THIS SIXTH AMENDMENT, dated as of the last date on the signature block, to the Fund Servicing Agreement dated as of September 9, 2020, as amended (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).

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