TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with PT ASSET MANAGEMENT, LLCInvestment Advisory Agreement • March 11th, 2024 • Trust for Professional Managers • Delaware
Contract Type FiledMarch 11th, 2024 Company JurisdictionTHIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of the 18th day of January, 2024, by and between Trust for Professional Managers, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A attached hereto, as may be amended from time to time (the “Fund”), and PT Asset Management, LLC (DBA: PTAM) (the “Adviser”), an Illinois limited liability company.
SIXTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • March 11th, 2024 • Trust for Professional Managers
Contract Type FiledMarch 11th, 2024 CompanyTHIS SIXTH AMENDMENT, dated as of the last date on the signature block, to the Custody Agreement dated as of September 9, 2020, as amended (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • March 11th, 2024 • Trust for Professional Managers • Delaware
Contract Type FiledMarch 11th, 2024 Company JurisdictionThis third amendment ("Amendment'') to the ETF Distribution Agreement (the "Agreement") dated as of September 30, 2021, by and between Trust for Professional Managers (the "Trust") and Foreside Fund Services, LLC (together with the Trust, the "Parties"), is made effective as of March 1, 2024 (the "Effective Date").
SIXTH AMENDMENT TO THE FUND SERVICING AGREEMENTFund Servicing Agreement • March 11th, 2024 • Trust for Professional Managers
Contract Type FiledMarch 11th, 2024 CompanyTHIS SIXTH AMENDMENT, dated as of the last date on the signature block, to the Fund Servicing Agreement dated as of September 9, 2020, as amended (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).