WELLS FARGO INVESTMENT INSTITUTE, INC.Expense Limitation Agreement • September 22nd, 2015 • GAI Aurora Opportunities Fund, LLC
With reference to (i) the Advisory Agreement dated as of December 10, 2010 by and between Wells Fargo Investment Institute, Inc. (formerly known as Alternative Strategies Group, Inc.) (the “Advisor”) and GAI Aurora Opportunities Fund, LLC (the “Fund”), and (ii) the Expense Limitation Agreements (collectively, the “Prior Expense Limitation Agreements”) dated as of December 10, 2010, September 21, 2011, February 1, 2013, October 1, 2013 and January 1, 2015 by and between the Advisor and the Fund, we hereby agree as follows:
GAI AURORA OPPORTUNITIES FUND, LLC AMENDMENT NO. 2 TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 22nd, 2015 • GAI Aurora Opportunities Fund, LLC
AMENDMENT made as of January 1, 2016 (the “Amendment”) to the Sub-advisory Agreement dated as of the 21st day of December, 2010, as amended (the “Agreement”), by and among Wells Fargo Investment Institute, Inc. (formerly Alternative Strategies Group, Inc.) (the “Adviser”), GAI Aurora Opportunities Fund, LLC (the “Fund”), a Delaware limited liability company, and Aurora Investment Management L.L.C. (the “Sub-adviser”), a Delaware limited liability company. Except as otherwise defined in this Amendment, terms not defined herein shall have the meanings ascribed to such terms in the Agreement.
WELLS FARGO INVESTMENT INSTITUTE, INC.Advisory Fee Waiver Agreement • September 22nd, 2015 • GAI Aurora Opportunities Fund, LLC
With reference to the Advisory Agreement dated as of December 10, 2010, by and between Wells Fargo Investment Institute, Inc. (formerly Alternative Strategies Group, Inc.) (the “Adviser”) and GAI Aurora Opportunities Fund, LLC (the “Fund”), we hereby notify you as follows:
