0000898432-17-000210 Sample Contracts
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 24th, 2017 • Neuberger Berman Alternative Funds • New York
Contract Type FiledFebruary 24th, 2017 Company JurisdictionThis Sub-Advisory Agreement (“Agreement”) is made as of November 30, 2016, by and among Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (“Manager”) and TPH Asset Management LLC, a Delaware limited liability company (“Sub-Adviser”).
Standard Contracts
EXPENSE LIMITATION AGREEMENT NEUBERGER BERMAN ALTERNATIVE FUNDSExpense Limitation Agreement • February 24th, 2017 • Neuberger Berman Alternative Funds • New York
Contract Type FiledFebruary 24th, 2017 Company JurisdictionNeuberger Berman Absolute Return Multi-Manager Fund (“Fund”) is a series of Neuberger Berman Alternative Funds, a Delaware statutory trust (“Trust”).
EXPENSE LIMITATION AGREEMENT NEUBERGER BERMAN ALTERNATIVE FUNDS NEUBERGER BERMAN RISK BALANCED COMMODITY STRATEGY FUNDExpense Limitation Agreement • February 24th, 2017 • Neuberger Berman Alternative Funds • New York
Contract Type FiledFebruary 24th, 2017 Company JurisdictionNeuberger Berman Risk Balanced Commodity Strategy Fund (“Fund”) is a series of Neuberger Berman Alternative Funds, a Delaware statutory trust (“Trust”).
NOVATION TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 24th, 2017 • Neuberger Berman Alternative Funds
Contract Type FiledFebruary 24th, 2017 CompanyThis Novation Agreement, effective as of December 30, 2016, by and between Neuberger Berman Investment Advisers LLC (“Manager”) and Portland Hill Capital LLP (the “Sub-Adviser” or “PHC”), is made to the Sub-Advisory Agreement by and between the Manager and Sub-Adviser dated November 10, 2015 (the “Agreement”). Terms defined in the Agreement used herein as therein defined.
EXPENSE LIMITATION AGREEMENT NEUBERGER BERMAN ALTERNATIVE FUNDSExpense Limitation Agreement • February 24th, 2017 • Neuberger Berman Alternative Funds • New York
Contract Type FiledFebruary 24th, 2017 Company JurisdictionNeuberger Berman Global Allocation Fund, Neuberger Berman Long Short Fund, Neuberger Berman Long Short Credit Fund, Neuberger Berman Long Short Multi-Manager Fund, Neuberger Berman Multi-Asset Income Fund, and Neuberger Berman U.S. Equity Index PutWrite Strategy Fund (each, a “Fund”) are series of Neuberger Berman Alternative Funds, a Delaware statutory trust (“Trust”).