SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds • New York
This Sub-Advisory Agreement (“Agreement”) is made as of May 17, 2016, by and between Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (“Manager”), and P/E Global, LLC, a Delaware limited liability company (“Sub-Adviser”).
CLASS A ADMINISTRATION AGREEMENT SCHEDULE AAdministration Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
NEUBERGER BERMAN ALTERNATIVE FUNDS CLASS C DISTRIBUTION AND SERVICES AGREEMENT SCHEDULE ADistribution and Services Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
Neuberger Berman Multi-Asset Income Fund Neuberger Berman Risk Balanced Commodity Strategy Fund Neuberger Berman U.S. Equity Index PutWrite Strategy Fund
NEUBERGER BERMAN ALTERNATIVE FUNDS MANAGEMENT AGREEMENT SCHEDULE A SERIES OF NEUBERGER BERMAN ALTERNATIVE FUNDSManagement Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
Neuberger Berman Absolute Return Multi-Manager Fund 1.700% of the first $250 million 1.675% of the next $250 million 1.650% of the next $250 million 1.625% of the next $250 million 1.600% of the next $500 million 1.575% of the next $2.5 billion 1.550% in excess of $4 billion
NEUBERGER BERMAN ALTERNATIVE FUNDS INSTITUTIONAL CLASS DISTRIBUTION AGREEMENT SCHEDULE ADistribution Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds • New York
Neuberger Berman Hedged Option Premium Strategy Fund (“Fund”) is a series of Neuberger Berman Alternative Funds, a Delaware statutory trust (“Trust”).
NOVATION OF DISTRIBUTION AND SERVICES AGREEMENTDistribution Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
This Novation of Distribution and Services Agreement (“Novation”) is entered into as of the 1st day of July, 2016 by and among Neuberger Berman Management LLC, a Delaware limited liability company (“NB Management”), Neuberger Berman LLC, a Delaware limited liability company (“NB LLC”), and Neuberger Berman Alternative Funds, a Delaware statutory trust (the “Trust”), on behalf of all series whether now existing or hereafter established that are subject to the Distribution and Services Agreement (as defined below) (hereinafter, “Series” shall refer to each Series which is subject to this Novation).
INSTITUTIONAL CLASS ADMINISTRATION AGREEMENT SCHEDULE AAdministration Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
The Institutional Class of the Series of Neuberger Berman Alternative Funds currently subject to this Agreement is as follows:
CLASS R6 ADMINISTRATION AGREEMENTAdministration Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
NEUBERGER BERMAN ALTERNATIVE FUNDS CLASS R6 DISTRIBUTION AGREEMENT SCHEDULE ADistribution Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
NOVATION OF DISTRIBUTION AGREEMENTDistribution Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
This Novation of Distribution Agreement (“Novation”) is entered into as of the 1st day of July, 2016 by and among Neuberger Berman Management LLC, a Delaware limited liability company (“NB Management”), Neuberger Berman LLC, a Delaware limited liability company (“NB LLC”), and Neuberger Berman Alternative Funds, a Delaware statutory trust (the “Trust”), on behalf of all series whether now existing or hereafter established that are subject to the Distribution Agreement (as defined below) (hereinafter, “Series” shall refer to each Series which is subject to this Novation).
NEUBERGER BERMAN ALTERNATIVE FUNDS CLASS A DISTRIBUTION AND SERVICES AGREEMENT SCHEDULE ADistribution and Services Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
NEUBERGER BERMAN ALTERNATIVE FUNDS CLASS C ADMINISTRATION AGREEMENTAdministration Agreement • April 3rd, 2017 • Neuberger Berman Alternative Funds
