AMENDMENT NO. 2 TO AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • March 13th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of September 30, 2019, by and among NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC., a Maryland corporation and a closed-end management investment company (the “Borrower”), the Banks (as hereinafter defined) party hereto from time to time and STATE STREET BANK AND TRUST COMPANY as agent for the Banks (in such capacity, the “Agent”).
AMENDMENT NO. 1 TO AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • March 13th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc
AMENDMENT NO. 1 (this “Amendment”), dated as of November 19, 2021 to the Amended and Restated Credit Agreement, dated as of September 30, 2019, among NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC., a Maryland corporation, the Banks party thereto from time to time and STATE STREET BANK AND TRUST COMPANY, as agent for the Banks, as amended or otherwise modified by Consent No. 1, dated as of March 24, 2020, (as the same has been or may be further amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”).
RULE 12d1-4 UNIT INVESTMENT TRUST OF CLOSED-END FUNDS INVESTMENT AGREEMENTInvestment Agreement • March 13th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc
This Agreement, dated as of January 24, 2022, between FT Series (the “Trust”) on behalf of each of its existing and future series that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly, (each, an “Acquiring Fund”), and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Neuberger Berman Investment Advisers LLC (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
RULE 12d1-4 EXCHANGE TRADED FUND OF CLOSED-END FUNDS INVESTMENT AGREEMENTInvestment Agreement • March 13th, 2023 • Neuberger Berman Real Estate Securities Income Fund Inc
This Agreement, dated as of January 24, 2022, between First Trust CEF Income Opportunity ETF (the “Acquiring Fund”) and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Neuberger Berman Investment Advisers LLC (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
