0000898745-13-000071 Sample Contracts

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT TORTOISE CAPITAL ADVISORS, LLC SUB-ADVISED FUNDS
Sub-Advisory Agreement • February 28th, 2013 • Principal Funds Inc • Iowa

AGREEMENT executed as of January 1, 2013 by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and TORTOISE CAPITAL ADVISORS, L.L.C., a Delaware limited liability company (hereinafter called “the Sub-Advisor).

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FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • February 28th, 2013 • Principal Funds Inc

AGREEMENT to be effective March 1, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 28th, 2013 • Principal Funds Inc

AGREEMENT made this ____ day of __________, 20__ by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 28th, 2013 • Principal Funds Inc

AGREEMENT made this 28th day of December 2012 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • February 28th, 2013 • Principal Funds Inc

AGREEMENT to be effective December 28, 2012, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 28th, 2013 • Principal Funds Inc

AGREEMENT made this ____day of _________, 20_____ by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).

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