0000898745-13-000459 Sample Contracts

FORM OF PRINCIPAL INVESTORS FUND, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT SPECTRUM SUB-ADVISED SERIES
Sub-Advisory Agreement • May 7th, 2013 • Principal Funds Inc • Iowa

AGREEMENT executed as of __________, 2013, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and SPECTRUM ASSET MANAGEMENT, INC. (hereinafter called "the Sub‑Advisor").

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • May 7th, 2013 • Principal Funds Inc

AGREEMENT to be effective March 1, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT PRINCIPAL GLOBAL INVESTORS SUB-ADVISED SERIES
Sub-Advisory Agreement • May 7th, 2013 • Principal Funds Inc • Iowa

AGREEMENT effective as of March 1, 2013, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Sub‑Advisor").

FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR CLASS A, CLASS B, CLASS C, CLASS J, Class P, Class S, CLASS R-1, CLASS R-2, CLASS R-3, CLASS R-4, CLASS R-5, AND INSTITUTIONAL CLASS SHARES
Distribution Agreement • May 7th, 2013 • Principal Funds Inc

Agreement effective as of ___________ , 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (referred to herein as the "Fund") and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (referred to herein as the "Distributor").

FORM OF PRINCIPAL FUNDS, INC. MANAGEMENT AGREEMENT CAPITAL SECURITIES FUND
Management Agreement • May 7th, 2013 • Principal Funds Inc

AGREEMENT to be effective __________, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • May 7th, 2013 • Principal Funds Inc

AGREEMENT made this 1st day of March, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

FORM OF AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT FOR CLASS A, CLASS B, CLASS C, CLASS J, CLASS P, CLASS S, INSTITUTIONAL CLASS, AND PLAN CLASS SHARES
Transfer Agency Agreement • May 7th, 2013 • Principal Funds Inc

AGREEMENT to be effective ____________ , 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL SHAREHOLDER SERVICES, INC., a Washington corporation (hereinafter called “the Administrator”).

CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • May 7th, 2013 • Principal Funds Inc

AGREEMENT made this 1st day of March, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).

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