0000898745-13-000596 Sample Contracts

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT GLOBAL MULTI-STRATEGY SUB-ADVISED FUNDS
Sub-Advisory Agreement • July 19th, 2013 • Principal Funds Inc • Iowa

AGREEMENT executed as of the May 6, 2013, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and FINISTERRE CAPITAL LLP (“Finisterre”), a Limited Liability Partnership formed under the laws of the United Kingdom Corporation (hereinafter called “the Sub-Advisor).

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PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES
Distribution Plan and Agreement • July 19th, 2013 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of March 1, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").

SUB-SUB-ADVISORY AGREEMENT FOR PRINCIPAL FUNDS, INC. -- INTERNATIONAL FUND I
Sub-Sub-Advisory Agreement • July 19th, 2013 • Principal Funds Inc • Delaware

THIS AMENDED AND RESTATED SUB-SUB-ADVISORY AGREEMENT is made as of this 1st day of June, 2013, among SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. (“SIMNA”), a corporation organized under the laws of the State of Delaware with its principal place of business at 875 Third Avenue, 22nd Floor, New York, New York 10022, and SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED (“SIMNA Limited”) a UK corporation with its principal office and place of business at 31 Gresham Street, London, UK EC2V 7QA, and agreed and approved by PRINCIPAL MANAGEMENT CORPORATION (“PMC”), a corporation organized under the laws of the State of Iowa.

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