0000898745-13-000729 Sample Contracts

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub‑advisory Agreement • October 31st, 2013 • Principal Funds Inc • Iowa

AGREEMENT executed as of the July 23, 2013, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and YORK REGISTERED HOLDINGS, L.P., a Delaware Limited Partnership (hereinafter called “the Sub-Advisor).

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PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES
Distribution Plan and Agreement • October 31st, 2013 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of September 30, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").

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FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • October 31st, 2013 • Principal Funds Inc

AGREEMENT made this 29th day of December, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • October 31st, 2013 • Principal Funds Inc

AGREEMENT made this 30th day of September, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

Sample 1
PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS C SHARES
Distribution Plan and Agreement • October 31st, 2013 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of September 30, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Distributor").

Sample 1
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