0000898745-13-000816 Sample Contracts

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub-Advisory Agreement • December 27th, 2013 • Principal Funds Inc • Iowa

AGREEMENT executed as of the November 6, 2013, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED, an Australian Corporation (hereinafter called “the Sub-Advisor).

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MANAGEMENT AGREEMENT
Management Agreement • December 27th, 2013 • Principal Funds Inc

AGREEMENT to be effective November 1, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS J SHARES
Distribution Agreement • December 27th, 2013 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of _____________________________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • December 27th, 2013 • Principal Funds Inc

AGREEMENT made this 1st day of November, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

CLASS S SHARES AMENDMENT TO SELLING AGREEMENT
Selling Agreement • December 27th, 2013 • Principal Funds Inc

This Amendment is effective as of __________, 201_ by and between Principal Funds Distributor, Inc. (“PFD”), and (“Counterparty”), and amends the Selling Agreement (the “Agreement”) entered into as of ______.

CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • December 27th, 2013 • Principal Funds Inc

AGREEMENT made this ________________________ by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).

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