PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENTSub-Advisory Agreement • December 27th, 2013 • Principal Funds Inc • Iowa
Contract Type FiledDecember 27th, 2013 Company JurisdictionAGREEMENT executed as of the November 6, 2013, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED, an Australian Corporation (hereinafter called “the Sub-Advisor).
MANAGEMENT AGREEMENTManagement Agreement • December 27th, 2013 • Principal Funds Inc
Contract Type FiledDecember 27th, 2013 CompanyAGREEMENT to be effective November 1, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).
FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS J SHARESDistribution Agreement • December 27th, 2013 • Principal Funds Inc
Contract Type FiledDecember 27th, 2013 CompanyDISTRIBUTION PLAN AND AGREEMENT made as of _____________________________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • December 27th, 2013 • Principal Funds Inc
Contract Type FiledDecember 27th, 2013 CompanyAGREEMENT made this 1st day of November, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
CLASS S SHARES AMENDMENT TO SELLING AGREEMENTSelling Agreement • December 27th, 2013 • Principal Funds Inc
Contract Type FiledDecember 27th, 2013 CompanyThis Amendment is effective as of __________, 201_ by and between Principal Funds Distributor, Inc. (“PFD”), and (“Counterparty”), and amends the Selling Agreement (the “Agreement”) entered into as of ______.
CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • December 27th, 2013 • Principal Funds Inc
Contract Type FiledDecember 27th, 2013 CompanyAGREEMENT made this ________________________ by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).