0000898745-14-000071 Sample Contracts

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub-Advisory Agreement • February 27th, 2014 • Principal Funds Inc • Iowa

AGREEMENT executed as of the December 27, 2013, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and WILLIAM BLAIR & COMPANY L.L.C., a Delaware Limited Liability Company (hereinafter called “the Sub-Advisor).

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PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub-Advisory Agreement • February 27th, 2014 • Principal Funds Inc • Iowa

AGREEMENT executed as of the January 9, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager"), and PICTET ASSET MANAGEMENT SA, a Corporation organized under the laws of Switzerland (hereinafter called the “Sub-Advisor”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS J SHARES
Distribution Agreement • February 27th, 2014 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of December 30, 2013, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub-Advisory Agreement • February 27th, 2014 • Principal Funds Inc • Iowa

AGREEMENT executed as of the January 6, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and ROBERT W. BAIRD & CO. INCORPORATED, a Wisconsin Corporation (hereinafter called “the Sub-Advisor”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 27th, 2014 • Principal Funds Inc

AGREEMENT made this 29th day of December, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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