FORM OF PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENTSub-Advisory Agreement • March 28th, 2014 • Principal Funds Inc • Iowa
Contract Type FiledMarch 28th, 2014 Company JurisdictionAGREEMENT executed as of the ___________, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and GRAHAM CAPITAL MANAGEMENT, L.P., a Delaware Limited Corporation (hereinafter called “the Sub-Advisor).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT SPECTRUM SUB- ADVISED SERIESSub-Advisory Agreement • March 28th, 2014 • Principal Funds Inc • Iowa
Contract Type FiledMarch 28th, 2014 Company JurisdictionAGREEMENT executed as of March 14, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and SPECTRUM ASSET MANAGEMENT, INC. (hereinafter called "the Sub‑Advisor").
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • March 28th, 2014 • Principal Funds Inc
Contract Type FiledMarch 28th, 2014 CompanyAGREEMENT to be effective March 14, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).
FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT PRINCIPAL GLOBAL INVESTORS SUB-ADVISED SERIESSub-Advisory Agreement • March 28th, 2014 • Principal Funds Inc • Iowa
Contract Type FiledMarch 28th, 2014 Company JurisdictionAGREEMENT effective as of_______, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Sub‑Advisor").
FORM OF PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARESDistribution Plan and Agreement • March 28th, 2014 • Principal Funds Inc
Contract Type FiledMarch 28th, 2014 CompanyDISTRIBUTION PLAN AND AGREEMENT made as of _________, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • March 28th, 2014 • Principal Funds Inc
Contract Type FiledMarch 28th, 2014 CompanyAGREEMENT made this 1st day of January, 2014 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR CLASS A, CLASS B, CLASS C, CLASS J, CLASS P, CLASS S, CLASS R-1, CLASS R-2, CLASS R-3, CLASS R-4, CLASS R-5, AND INSTITUTIONAL CLASS SHARESDistribution Agreement • March 28th, 2014 • Principal Funds Inc
Contract Type FiledMarch 28th, 2014 CompanyAgreement effective as of March 14, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (referred to herein as the "Fund") and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (referred to herein as the "Distributor").
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • March 28th, 2014 • Principal Funds Inc
Contract Type FiledMarch 28th, 2014 CompanyAGREEMENT made this 1st day of March, 2014 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT FOR CLASS A, CLASS B, CLASS C, CLASS J, CLASS P, CLASS S, INSTITUTIONAL CLASS, AND PLAN CLASS SHARESTransfer Agency Agreement • March 28th, 2014 • Principal Funds Inc
Contract Type FiledMarch 28th, 2014 CompanyAGREEMENT to be effective March 14, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL SHAREHOLDER SERVICES, INC., a Washington corporation (hereinafter called “the Administrator”).
PRINCIPAL FUNDS, INC CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • March 28th, 2014 • Principal Funds Inc
Contract Type FiledMarch 28th, 2014 CompanyAGREEMENT made this December 30, 2013 by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).