0000898745-14-000698 Sample Contracts

FORM OF PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT
Distribution Plan and Agreement • June 27th, 2014 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of _________, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT
Sub-Advisory Agreement • June 27th, 2014 • Principal Funds Inc • Iowa

AGREEMENT effective as of June 11, 2014, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Sub‑Advisor").

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FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • June 27th, 2014 • Principal Funds Inc

AGREEMENT made this ______ day of ____________, 2014 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • June 27th, 2014 • Principal Funds Inc

AGREEMENT to be effective ________, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

Sample 1
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