0000898745-15-000123 Sample Contracts

PRINCIPAL FUNDS, INC. AMENDED & RESTATED SUB‑ADVISORY AGREEMENT GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC SUB-ADVISED FUNDS
Sub-Advisory Agreement • February 26th, 2015 • Principal Funds Inc • Iowa

AMENDED AND RESTATED AGREEMENT executed as of January 1, 2015, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (hereinafter called “the Sub-Advisor).

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PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES
Distribution Plan and Agreement • February 26th, 2015 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of December 31, 2014, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 26th, 2015 • Principal Funds Inc

AGREEMENT made this ____ day of _____________, 2015 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • February 26th, 2015 • Principal Funds Inc

AGREEMENT to be effective January 23, 2015, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 26th, 2015 • Principal Funds Inc

AGREEMENT made this December 31, 2014 by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).

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