0000898745-15-000294 Sample Contracts

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC.
Sub-Advisory Agreement • March 30th, 2015 • Principal Funds Inc • Iowa

AGREEMENT executed as of March 27, 2015, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and Macquarie Capital Investment Management LLC, a Delaware limited liability company (hereinafter called “the Sub-Advisor”).

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FORM OF PRINCIPAL FUNDS, INC. AMENDED & RESTATED SUB‑ADVISORY AGREEMENT EDGE ASSET MANAGEMENT, INC. SUB-ADVISED SERIES
Sub-Advisory Agreement • March 30th, 2015 • Principal Funds Inc • Iowa

AGREEMENT executed as of _____________ by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called “the Manager”), and EDGE ASSET MANAGEMENT, INC. (hereinafter called "the Sub‑Advisor").

FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • March 30th, 2015 • Principal Funds Inc

AGREEMENT to be effective ______________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • March 30th, 2015 • Principal Funds Inc

AGREEMENT made this ___ day of _________, 2015 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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