0000898745-15-000463 Sample Contracts

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub-Advisory Agreement • July 9th, 2015 • Principal Funds Inc • Iowa

AGREEMENT executed as of July 13, 2015, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and Logan Circle Partners, L.P., a Pennsylvania limited partnership (hereinafter called “the Sub-Advisor”).

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FORM OF PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES
Distribution Plan and Agreement • July 9th, 2015 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of _________, 2015, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").

FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • July 9th, 2015 • Principal Funds Inc

AGREEMENT to be effective ______________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

FORM OF PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT PRINCIPAL GLOBAL INVESTORS SUB-ADVISED SERIES
Sub-Advisory Agreement • July 9th, 2015 • Principal Funds Inc • Iowa

AGREEMENT effective as of _________, 2015, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Sub‑Advisor").

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT SMALLCAP VALUE FUND II, MIDCAP VALUE FUND I AND GLOBAL MULTI-STRATEGY FUND
Sub-Advisory Agreement • July 9th, 2015 • Principal Funds Inc • Iowa

AGREEMENT executed as of July 1, 2015, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. (“LA Capital”) (hereinafter called "the Sub-Advisor").

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • July 9th, 2015 • Principal Funds Inc

AGREEMENT made this ___ day of _________, 2015 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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