0000898745-16-001192 Sample Contracts

FORM OF PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub‑advisory Agreement • March 29th, 2016 • Principal Funds Inc • Iowa

AGREEMENT executed as of _______________, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and SIRIOS CAPITAL MANAGEMENT, L.P. (hereinafter called the “Sub‑Advisor”).

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • March 29th, 2016 • Principal Funds Inc

AGREEMENT to be effective March 1, 2016, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • March 29th, 2016 • Principal Funds Inc

AGREEMENT made this 1st day of March, 2016 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-3
Distribution Plan and Agreement • March 29th, 2016 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of March 1, 2016, by and between PRINCIPAL FUND, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT
Distribution Plan and Agreement • March 29th, 2016 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as March 1, 2016, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Form Of • March 29th, 2016 • Principal Funds Inc

AGREEMENT made this 31st day of March, 2016 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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