0000898745-16-001192 Sample Contracts

FORM OF PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub‑advisory Agreement • March 29th, 2016 • Principal Funds Inc • Iowa

AGREEMENT executed as of _______________, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and SIRIOS CAPITAL MANAGEMENT, L.P. (hereinafter called the “Sub‑Advisor”).

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • March 29th, 2016 • Principal Funds Inc

AGREEMENT to be effective March 1, 2016, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

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PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • March 29th, 2016 • Principal Funds Inc

AGREEMENT made this 1st day of March, 2016 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-3
Distribution Plan and Agreement • March 29th, 2016 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of March 1, 2016, by and between PRINCIPAL FUND, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT
Distribution Plan and Agreement • March 29th, 2016 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as March 1, 2016, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

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FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Form Of • March 29th, 2016 • Principal Funds Inc

AGREEMENT made this 31st day of March, 2016 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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