0000898745-16-001530 Sample Contracts

PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • September 23rd, 2016 • Principal Funds Inc • Iowa

AGREEMENT executed as of September 23, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and ASCEND CAPITAL, LLC (hereinafter called the “Sub-Advisor”).

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PRINCIPAL FUNDS, INC. PRINCIPAL VARIABLE CONTRACTS FUNDS, INC. INTERFUND LENDING AGREEMENT
Interfund Lending Agreement • September 23rd, 2016 • Principal Funds Inc • Iowa

This Interfund Lending Agreement (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”), dated as of July 11, 2016 (the “Effective Date”), is by and among the series listed for Principal Funds, Inc. and Principal Variable Contracts Funds, Inc. on Schedule A or Schedule B hereto (collectively, the Funds,” and each portfolio series of a Fund shall be referred to herein as a “Fund” and collectively as the “Funds”) and Principal Management Corporation (the “Adviser”).

PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES
Distribution Plan and Agreement • September 23rd, 2016 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of July 11, 2016, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • September 23rd, 2016 • Principal Funds Inc

AGREEMENT made this 28th day of June, 2016 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • September 23rd, 2016 • Principal Funds Inc

AGREEMENT to be effective July 11, 2016, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • September 23rd, 2016 • Principal Funds Inc

AGREEMENT made this ____ day of ____________, 2016 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub-Advisory Agreement • September 23rd, 2016 • Principal Funds Inc • Delaware

AGREEMENT executed as of June 30, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and GOTHAM ASSET MANAGEMENT, LLC (hereinafter called the “Sub‑Advisor”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT PRINCIPAL GLOBAL INVESTORS SUB-ADVISED SERIES
Sub-Advisory Agreement • September 23rd, 2016 • Principal Funds Inc • Iowa

AGREEMENT effective as of June 29, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Sub‑Advisor").

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