PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT WELLINGTON MANAGEMENT COMPANY LLP SUB-ADVISED FUNDSub-Advisory Agreement • January 30th, 2017 • Principal Funds Inc • Iowa
Contract Type FiledJanuary 30th, 2017 Company JurisdictionAGREEMENT executed as of the 1st day of January, 2017, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and WELLINGTON MANAGEMENT COMPANY LLP, a Delaware Limited Liability Partnership (hereinafter called "the Sub-Advisor).
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • January 30th, 2017 • Principal Funds Inc
Contract Type FiledJanuary 30th, 2017 CompanyAGREEMENT made this 31st day of December, 2016 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT FOR CLASS A, CLASS C, CLASS J, CLASS P, CLASS S, INSTITUTIONAL CLASS, CLASS R-6, CLASS T AND PLAN CLASS SHARESTransfer Agency Agreement • January 30th, 2017 • Principal Funds Inc
Contract Type FiledJanuary 30th, 2017 CompanyAGREEMENT to be effective _______, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL SHAREHOLDER SERVICES, INC., a Washington corporation (hereinafter called “the Administrator”).
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • January 30th, 2017 • Principal Funds Inc
Contract Type FiledJanuary 30th, 2017 CompanyAGREEMENT made this _)____________________, 2017 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR CLASS A, CLASS C, CLASS J, CLASS P, CLASS S, CLASS T, CLASS R-1, CLASS R-2, CLASS R-3, CLASS R-4, CLASS R-5, CLASS R-6 AND INSTITUTIONAL CLASS SHARESDistribution Agreement • January 30th, 2017 • Principal Funds Inc
Contract Type FiledJanuary 30th, 2017 CompanyAgreement effective as of_____________________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (referred to herein as the "Fund") and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (referred to herein as the "Distributor").
FORM OF PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS TDistribution Plan and Agreement • January 30th, 2017 • Principal Funds Inc
Contract Type FiledJanuary 30th, 2017 CompanyDISTRIBUTION PLAN AND AGREEMENT made as ____________________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").
PRINCIPAL FUNDS, INC. AMENDED AND RESTATATED SUB‑ADVISORY AGREEMENTSub‑advisory Agreement • January 30th, 2017 • Principal Funds Inc • Iowa
Contract Type FiledJanuary 30th, 2017 Company JurisdictionAGREEMENT executed as of the 20th day of January 2017, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and GRAHAM CAPITAL MANAGEMENT L.P., a Delaware limited partnership (hereinafter called “the Sub-Advisor).