0000898745-17-000041 Sample Contracts

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • January 30th, 2017 • Principal Funds Inc

AGREEMENT made this 31st day of December, 2016 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT WELLINGTON MANAGEMENT COMPANY LLP SUB-ADVISED FUND
Sub-Advisory Agreement • January 30th, 2017 • Principal Funds Inc • Iowa

AGREEMENT executed as of the 1st day of January, 2017, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and WELLINGTON MANAGEMENT COMPANY LLP, a Delaware Limited Liability Partnership (hereinafter called "the Sub-Advisor).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATATED SUB‑ADVISORY AGREEMENT
Sub-Advisory Agreement • January 30th, 2017 • Principal Funds Inc • Iowa

AGREEMENT executed as of the 20th day of January 2017, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and GRAHAM CAPITAL MANAGEMENT L.P., a Delaware limited partnership (hereinafter called “the Sub-Advisor).

AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT FOR CLASS A, CLASS C, CLASS J, CLASS P, CLASS S, INSTITUTIONAL CLASS, CLASS R-6, CLASS T AND PLAN CLASS SHARES
Transfer Agency Agreement • January 30th, 2017 • Principal Funds Inc

AGREEMENT to be effective _______, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL SHAREHOLDER SERVICES, INC., a Washington corporation (hereinafter called “the Administrator”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • January 30th, 2017 • Principal Funds Inc

AGREEMENT made this _)____________________, 2017 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR CLASS A, CLASS C, CLASS J, CLASS P, CLASS S, CLASS T, CLASS R-1, CLASS R-2, CLASS R-3, CLASS R-4, CLASS R-5, CLASS R-6 AND INSTITUTIONAL CLASS SHARES
Distribution Agreement • January 30th, 2017 • Principal Funds Inc

Agreement effective as of_____________________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (referred to herein as the "Fund") and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (referred to herein as the "Distributor").

FORM OF PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS T
Distribution Plan and Agreement • January 30th, 2017 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as ____________________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

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