0000898745-17-000527 Sample Contracts

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub‑advisory Agreement • April 7th, 2017 • Principal Funds Inc • Iowa

AGREEMENT executed as of July 11, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and FINISTERRE CAPITAL LLP (hereinafter called the “Sub‑Advisor”).

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PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • April 7th, 2017 • Principal Funds Inc

AGREEMENT made this ______________________, 2017 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

SUB-ADVISORY AGREEMENT AMENDMENT FINISTERRE CAPITAL, LLP
Sub-Advisory Agreement • April 7th, 2017 • Principal Funds Inc

This AMENDMENT to the Sub-Advisory Agreement between Principal Management Corporation (the "Manager") and FINISTERRE CAPITAL, LLP (the "Sub-Adviser"), (the "Sub-Advisory Agreement") with respect to Finisterre Unconstrained Emerging Markets Bond Fund, is effective as of July 11, 2016.

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT
Sub‑advisory Agreement • April 7th, 2017 • Principal Funds Inc • Iowa

AGREEMENT executed as of March 15, 2017, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and AQR CAPITAL MANAGEMENT, LLC, a Delaware Limited Liability Company (hereinafter called the “Sub‑Advisor”).

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