0000898745-17-000909 Sample Contracts

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT BLACKROCK FINANCIAL MANAGEMENT, INC. SUB-ADVISED FUNDS
Sub‑advisory Agreement • June 9th, 2017 • Principal Funds Inc • Iowa

AGREEMENT executed as of the April 17, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and BLACKROCK FINANCIAL MANAGEMENT, INC., a Delaware Corporation (hereinafter called “the Sub-Advisor).

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PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • June 9th, 2017 • Principal Funds Inc

AGREEMENT made this 12th day of June, 2017 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Form Of • June 9th, 2017 • Principal Funds Inc

AGREEMENT made this 23rd Day of June, 2017 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

INVESTMENT SUB-SUB‑ADVISORY AGREEMENT
Investment Sub-Sub‑advisory Agreement • June 9th, 2017 • Principal Funds Inc • Iowa

This Agreement is effective this 17th day of April, 2017 by and between BLACKROCK FINANCIAL MANAGEMENT, INC., a Delaware Corporation, a Delaware corporation and registered investment adviser (“Sub-Advisor”) , and BlackRock International Limited, a corporation organized under the laws of Scotland and a registered investment adviser (“Sub-Sub-Advisor” and collectively with the Sub-Advisor, the “parties” and individually each, a “party”).

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