PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT AGREEMENT to be effective July 1, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the "Fund"), on behalf of each series identified on Schedule 1...Management Agreement • October 30th, 2017 • Principal Funds Inc
PRINCIPAL FUNDS. INC. AMENDED AND RESTATED SUB- ADVISORY AGREEMENT CREDIT SUISSE ASSET MANAGEMENT LLC AGREEMENT executed as of May 22. 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the...Principal Funds Inc • October 30th, 2017 • Iowa
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Fischer, Francis, Trees & Watts, Inc. (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Credit Suisse Asset Management, LLC (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
P R I N C I P A L F U N D S , I N C .. AMENDED AND RESTATED SUB- ADVISORY AGREEMENT WELLINGTON MANAGEMENT COMPANY LLP SUB- ADVISED FUND AGREEMENT executed as of the 1st day of January, 2017, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa...Principal Funds Inc • October 30th, 2017 • Iowa
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Pictet Asset Management SA (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and York Registered Holdings, L.P. (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Macquarie Capital Investment Management LLC (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
PRINCIPAL FUNDS, INC. AMENDED & RESTATED SUB-ADVISORY AGREEMENT AGREEMENT executed as of May 22, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the Manager"), and SYMPHONY ASSET...Sub-Advisory Agreement • October 30th, 2017 • Principal Funds Inc
INVESTMENT SUB-SUB-ADVISORY AGREEMENT This Agreement is effective this 17th day of April, 2017 by and between BLACKROCK FINANCIAL MANAGEMENT, INC., a Delaware Corporation, a Delaware corporation and registered investment adviser ("Sub- Advisor") , and...Sub-Sub-Advisory Agreement • October 30th, 2017 • Principal Funds Inc • Iowa
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Los Angeles Capital Management and Equity Research, Inc. (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
PRINCIPAL FUNDS, INC. AMENDED AND RESTATATED SUB-ADVISORY AGREEMENT AGREEMENT executed as of the 20th day of January 2017, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and GRAHAM CAPITAL...Sub-Advisory Agreement • October 30th, 2017 • Principal Funds Inc • Iowa
ASSUMPTION AGREEMENT AGREEMENT made as of April 28, 2017 between Principal Management Corporation ("PMC") and Principal Global Investors, LLC ("PGI"), each an indirect, wholly-owned subsidiary of Principal Financial Group, Inc. WHEREAS, Principal...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Graham Capital Management L.P. (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC"), and AQR Capital Management, LLC (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Gotham Asset Management, LLC (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
P R I N C I P A L F U N D S , I N C .. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT TORTOISE CAPITAL ADVISORS, LLC SUB-ADVISED FUNDS AGREEMENT executed as of May 22, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability...Principal Funds Inc • October 30th, 2017 • Iowa
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Symphony Asset Management LLC (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Loomis, Sayles & Company, L.P. (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT AGREEMENT executed as of March 15, 2017, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the "Manager"), and AQR CAPITAL MANAGEMENT, LLC, a Delaware Limited Liability Company...Sub-Advisory Agreement • October 30th, 2017 • Principal Funds Inc • Iowa
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Brookfield Investment Management Inc. (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT BLACKROCK FINANCIAL MANAGEMENT, INC. SUB-ADVISED FUNDS AGREEMENT executed as of the April 17, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called...Sub-Advisory Agreement • October 30th, 2017 • Principal Funds Inc • Iowa
P R I N C I P A L F U N D S , I N C .. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC AGREEMENT executed as of May 22, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company...Principal Funds Inc • October 30th, 2017 • Iowa
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Tortoise Capital Advisors, LLC (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC"), and AQR Capital Management, LLC ("AQR") and CNH Partners, LLC ("CNH", and together with AQR, the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC"), and AQR Capital Management, LLC ("AQR") and CNH Partners, LLC ("CNH", and together with AQR, the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company under the Investment Company Act of 1940, as amended (the "1940 Act"); WHEREAS, PMC has been appointed as investment advisor to every series of Principal Funds, Inc. (each a "Fund" and together, the "Funds") pursuant to Amended and Restated Management Agreement dated September 14, 2016, as amended, and to the GMS Cayman Corporation, an exempted company organized under the Companies Law of the Cayman Islands and a wholly owned subsidiary of Global Multi-Strategy Fund, a series of Principal Funds, Inc. (the "Subsidiary"), pursuant to the Sub- Advisory Agreement dated August 31, 2015, as amended (together, the "Investment Advisory Agreements"); WHEREAS, PMC has entered into two Sub-Advisory Agreements with
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Wellington Management Company LLP (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and KLS Diversified Asset Management LP (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Sound Point Capital Management, LP (the "Sub-Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
ASSUMPTION AGREEMENT AGREEMENT made as of May 1, 2017 between Principal Management Corporation ("PMC") and Origin Asset Management LLP (the "Sub- Advisor"). WHEREAS, Principal Funds, Inc. is registered as an open- end management investment company...Assumption Agreement • October 30th, 2017 • Principal Funds Inc
