0000898745-17-001335 Sample Contracts

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC SUB-ADVISED FUND
Sub-Advisory Agreement • December 15th, 2017 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the "Agreement") executed as of 1st Day of October, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the "Manager"), and Macquarie Capital Investment Management LLC, a Delaware limited liability company (hereinafter called the "Sub-Advisor").

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • December 15th, 2017 • Principal Funds Inc

AGREEMENT to be effective October 1, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the “Manager”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT
Sub-Advisory Agreement • December 15th, 2017 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of the 1st Day of October 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the “Manager"), and PICTET ASSET MANAGEMENT SA, a Corporation organized under the laws of Switzerland (hereinafter called the “Sub-Advisor”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-3
Distribution Agreement • December 15th, 2017 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of September 6, 2017, by and between PRINCIPAL FUND, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS J SHARES
Distribution Agreement • December 15th, 2017 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of September 11, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-4
Distribution Agreement • December 15th, 2017 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as September 6, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

PRINCIPAL FUNDS DISTRIBUTOR, INC. SELLING AGREEMENT
Selling Agreement • December 15th, 2017 • Principal Funds Inc • Iowa

This Selling Agreement (the “Agreement”) is made and entered into as of this ____ day of _______________, 201_, between Principal Funds Distributor, Inc. (“Principal”), a Washington corporation having a place of business at 620 Coolidge Drive, Suite 300, Folsom, CA 95630 and the undersigned counterparty (“Counterparty”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-2
Distribution Agreement • December 15th, 2017 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of September 6, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-1
Distribution Agreement • December 15th, 2017 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as September 6, 2017, by and between PRINCIPAL FUND, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington Corporation (the "Underwriters").

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • December 15th, 2017 • Principal Funds Inc • Iowa

AGREEMENT executed as of May 22, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the Manager"), and BNP PARIBAS ASSET MANAGEMENT USA, Inc., a corporation organized under the laws of the State of New York (hereinafter called "the Sub-Adviser'').

CLASS S SHARES AMENDMENT TO SELLING AGREEMENT
Selling Agreement • December 15th, 2017 • Principal Funds Inc

This Amendment is effective as of __________, 201_ by and between Principal Funds Distributor, Inc. (“PFD”), and (“Counterparty”), and amends the Selling Agreement (the “Agreement”) entered into as of ______.

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