AMENDED AND RESTATED SUB-ADVISORY AGREEMENT MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC SUB-ADVISED FUNDSub-Advisory Agreement • December 15th, 2017 • Principal Funds Inc • Iowa
Contract Type FiledDecember 15th, 2017 Company JurisdictionAMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the "Agreement") executed as of 1st Day of October, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the "Manager"), and Macquarie Capital Investment Management LLC, a Delaware limited liability company (hereinafter called the "Sub-Advisor").
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • December 15th, 2017 • Principal Funds Inc
Contract Type FiledDecember 15th, 2017 CompanyAGREEMENT to be effective October 1, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the “Manager”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENTSub-Advisory Agreement • December 15th, 2017 • Principal Funds Inc • Iowa
Contract Type FiledDecember 15th, 2017 Company JurisdictionAMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of the 1st Day of October 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the “Manager"), and PICTET ASSET MANAGEMENT SA, a Corporation organized under the laws of Switzerland (hereinafter called the “Sub-Advisor”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-3Distribution Agreement • December 15th, 2017 • Principal Funds Inc
Contract Type FiledDecember 15th, 2017 CompanyDISTRIBUTION PLAN AND AGREEMENT made as of September 6, 2017, by and between PRINCIPAL FUND, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS J SHARESDistribution Agreement • December 15th, 2017 • Principal Funds Inc
Contract Type FiledDecember 15th, 2017 CompanyDISTRIBUTION PLAN AND AGREEMENT made as of September 11, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-4Distribution Agreement • December 15th, 2017 • Principal Funds Inc
Contract Type FiledDecember 15th, 2017 CompanyDISTRIBUTION PLAN AND AGREEMENT made as September 6, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").
PRINCIPAL FUNDS DISTRIBUTOR, INC. SELLING AGREEMENTSelling Agreement • December 15th, 2017 • Principal Funds Inc • Iowa
Contract Type FiledDecember 15th, 2017 Company JurisdictionThis Selling Agreement (the “Agreement”) is made and entered into as of this ____ day of _______________, 201_, between Principal Funds Distributor, Inc. (“Principal”), a Washington corporation having a place of business at 620 Coolidge Drive, Suite 300, Folsom, CA 95630 and the undersigned counterparty (“Counterparty”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-2Distribution Agreement • December 15th, 2017 • Principal Funds Inc
Contract Type FiledDecember 15th, 2017 CompanyDISTRIBUTION PLAN AND AGREEMENT made as of September 6, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-1Distribution Agreement • December 15th, 2017 • Principal Funds Inc
Contract Type FiledDecember 15th, 2017 CompanyDISTRIBUTION PLAN AND AGREEMENT made as September 6, 2017, by and between PRINCIPAL FUND, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington Corporation (the "Underwriters").
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 15th, 2017 • Principal Funds Inc • Iowa
Contract Type FiledDecember 15th, 2017 Company JurisdictionAGREEMENT executed as of May 22, 2017, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the Manager"), and BNP PARIBAS ASSET MANAGEMENT USA, Inc., a corporation organized under the laws of the State of New York (hereinafter called "the Sub-Adviser'').
CLASS S SHARES AMENDMENT TO SELLING AGREEMENTSelling Agreement • December 15th, 2017 • Principal Funds Inc
Contract Type FiledDecember 15th, 2017 CompanyThis Amendment is effective as of __________, 201_ by and between Principal Funds Distributor, Inc. (“PFD”), and (“Counterparty”), and amends the Selling Agreement (the “Agreement”) entered into as of ______.