0000898745-18-000173 Sample Contracts

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT SMALLCAP VALUE FUND II SERIES
Sub‑advisory Agreement • February 27th, 2018 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of January 1st, 2018, by and between PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called the “Manager"), and DIMENSIONAL FUND ADVISORS LP (formerly Dimensional Fund Advisors Inc.) (hereinafter called the “Sub‑Advisor").

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT
Sub‑advisory Agreement • February 27th, 2018 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of January 1, 2018, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the “Manager”), and FINISTERRE CAPITAL LLP, a Limited Liability Partnership formed under the laws of the United Kingdom (hereinafter called the “Sub‑Advisor”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT POST SUB- ADVISED SERIES
Sub‑advisory Agreement • February 27th, 2018 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT (the “Agreement”) executed as of the 1st day of January 2018, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the Manager"), and POST ADVISORY GROUP, LLC, a Delaware limited liability company (hereinafter called “the Sub-Advisor).

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT PRINCIPAL REAL ESTATE INVESTORS SUB-ADVISED SERIES
Sub-Advisory Agreement • February 27th, 2018 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) effective as of the 1st day of January, 2018, by and between PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called the “Manager”), and PRINCIPAL REAL ESTATE INVESTORS, LLC (hereinafter called the “Sub-Advisor”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT SPECTRUM SUB- ADVISED SERIES
Sub‑advisory Agreement • February 27th, 2018 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT (the “Agreement”) executed as of the 1st day of January 2018, by and between PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Manager"), and SPECTRUM ASSET MANAGEMENT, INC. (hereinafter called "the Sub‑Advisor").

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 27th, 2018 • Principal Funds Inc

AGREEMENT made this October 1, 2017 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Form Of • February 27th, 2018 • Principal Funds Inc

AGREEMENT made this March 1, 2018 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 27th, 2018 • Principal Funds Inc

AGREEMENT made this January 1, 2018 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

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