0000898745-19-000131 Sample Contracts

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. SUB-ADVISED FUNDS
Sub-Advisory Agreement • February 26th, 2019 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of the, January 1, 2019 by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the “Manager"), and LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC. (hereinafter called the “Sub-Advisor").

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PRINCIPAL FUNDS, INC. AMENDED & RESTATED SUB‑ADVISORY AGREEMENT
Sub‑advisory Agreement • February 26th, 2019 • Principal Funds Inc • Iowa

AMENDED & RESTATED SUB ADVISORY AGREEMENT (the “Agreement”) executed as of the 1st day of January, 2019, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the “Manager”), and ORIGIN ASSET MANAGEMENT LLP, a limited liability partnership organized under the laws of the United Kingdom (hereinafter called the “Sub-Advisor”).

AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • February 26th, 2019 • Principal Funds Inc

AGREEMENT to be effective ____________________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the “Manager”).

PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARES
Distribution Plan and Agreement • February 26th, 2019 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of December 31, 2018, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT
Sub‑advisory Agreement • February 26th, 2019 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of January 1, 2019, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the “Manager”), and FINISTERRE CAPITAL LLP, a Limited Liability Partnership formed under the laws of the United Kingdom (hereinafter called the “Sub‑Advisor”).

PRINCIPAL FUNDS, INC.
Sub-Advisory Agreement • February 26th, 2019 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) effective as of January 1, 2019, by and between PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called the “Manager”), and PRINCIPAL REAL ESTATE INVESTORS, LLC (hereinafter called the “Sub-Advisor”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED DISTRIBUTION PLAN AND AGREEMENT CLASS R-3
Distribution Plan and Agreement • February 26th, 2019 • Principal Funds Inc

DISTRIBUTION PLAN AND AGREEMENT made as of ______________, by and between PRINCIPAL FUND, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the "Underwriters").

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT SPECTRUM SUB- ADVISED SERIES
Sub‑advisory Agreement • February 26th, 2019 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT (the “Agreement”) executed as of the January 1, 2019, by and between PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Manager"), and SPECTRUM ASSET MANAGEMENT, INC. (hereinafter called "the Sub‑Advisor").

FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Form Of • February 26th, 2019 • Principal Funds Inc

AGREEMENT made this _______________________ by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • February 26th, 2019 • Principal Funds Inc

AGREEMENT made this January 1, 2019 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).

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