AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • June 10th, 2019 • Principal Funds Inc
Contract Type FiledJune 10th, 2019 CompanyAGREEMENT to be effective April 12, 2019, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the “Manager”).
PRINCIPAL FUNDS, INC. DISTRIBUTION PLAN AND AGREEMENT CLASS A SHARESDistribution Plan and Agreement • June 10th, 2019 • Principal Funds Inc
Contract Type FiledJune 10th, 2019 CompanyDISTRIBUTION PLAN AND AGREEMENT made as of April 2, 2019, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the "Fund"), and PRINCIPAL FUNDS DISTRIBUTOR, INC., a Washington corporation (the " Distributor ").
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • June 10th, 2019 • Principal Funds Inc
Contract Type FiledJune 10th, 2019 CompanyAGREEMENT made this May 6, 2019 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
Amendment No. 1 to Amended and Restated Sub Advisory AgreementSub-Advisory Agreement • June 10th, 2019 • Principal Funds Inc
Contract Type FiledJune 10th, 2019 CompanyTHIS AMENDMENT NO. 1 TO AMENDED AND RESTATED SUB-ADVISORY AGREEMENT, effective as of April 1, 2019 (this “Amendment”) is made by and among Principal Global Investors, LLC, a Delaware limited liability company (“Manager”), Macquarie Capital Investment Management LLC, a limited liability company organized under the laws of Delaware (“Sub-Advisor”), and Delaware Investments Fund Advisers, a series of Macquarie Investment Management Business Trust, a Delaware statutory trust (“DIFA”) and amends the Amended and Restated Sub-Advisory Agreement between Manager and Sub-Advisor dated December 15, 2017 (“Sub-Advisory Agreement”).
PRINCIPAL FUNDS, INC.Sub-Advisory Agreement • June 10th, 2019 • Principal Funds Inc • Iowa
Contract Type FiledJune 10th, 2019 Company JurisdictionAMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of May 3, 2019, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the “Manager”), and FINISTERRE CAPITAL LLP, a Limited Liability Partnership formed under the laws of the United Kingdom (hereinafter called the “Sub‑Advisor”).