0000898745-19-000725 Sample Contracts

PRINCIPAL FUNDS, INC. SUB‑ADVISORY AGREEMENT ALLIANCEBERNSTEIN L.P. SUB-ADVISED FUNDS
Sub-Advisory Agreement • December 17th, 2019 • Principal Funds Inc • Iowa

SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of November 13, 2019 by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the “Manager"), and ALLIANCEBERNSTEIN L.P., a Delaware limited partnership (hereinafter called the “Sub‑Advisor").

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AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • December 17th, 2019 • Principal Funds Inc

AGREEMENT to be effective______________, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the “Manager”).

PRINCIPAL FUNDS DISTRIBUTOR, INC. SELLING AGREEMENT
Selling Agreement • December 17th, 2019 • Principal Funds Inc • Iowa

This Selling Agreement (the “Agreement”) is made and entered into as of this ____ day of _______________, 201_, between Principal Funds Distributor, Inc. (“Principal”), a Washington corporation having a place of business at 620 Coolidge Drive, Suite 300, Folsom, CA 95630 and the undersigned counterparty (“Counterparty”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT
Sub-Advisory Agreement • December 17th, 2019 • Principal Funds Inc • Iowa

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of November 1, 2019, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the Manager"), and BROWN ADVISORY LLC, a Maryland corporation (hereinafter called “the Sub-Advisor).

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