PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC. SUB-ADVISED FUNDSSub-Advisory Agreement • February 26th, 2020 • Principal Funds Inc • Iowa
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the "Agreement") executed as of January 1, 2020 by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called the "Manager"), and BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC. (hereinafter called the "Sub-Advisor").
AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • February 26th, 2020 • Principal Funds Inc
AGREEMENT to be effective January 1, 2020, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the “Manager”).
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • February 26th, 2020 • Principal Funds Inc
AGREEMENT made this January 1, 2020 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT FOR CLASS A, CLASS B, CLASS C, CLASS J, CLASS P, CLASS S, CLASS T, INSTITUTIONAL CLASS, CLASS R-6 AND PLAN CLASS SHARESTransfer Agency Agreement • February 26th, 2020 • Principal Funds Inc
AGREEMENT to be effective June 12, 2017, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL SHAREHOLDER SERVICES, INC., a Washington corporation (hereinafter called “the Administrator”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB‑ADVISORY AGREEMENT ROBERT W. BAIRD & CO. INCORPORATED SUB-ADVISED FUNDSub-Advisory Agreement • February 26th, 2020 • Principal Funds Inc • Iowa
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of the January 1, 2020, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (hereinafter called "the Manager"), and ROBERT W. BAIRD & CO. INCORPORATED, a Wisconsin Corporation (hereinafter called “the Sub-Advisor”).
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • February 26th, 2020 • Principal Funds Inc
AGREEMENT made this March 1, 2020 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
SUPPLEMENT TO THE GLOBAL CUSTODY AGREEMENT HONG KONG - CHINA - CONNECT SERVICEGlobal Custody Agreement • February 26th, 2020 • Principal Funds Inc
This Letter relates to the Hong Kong - China - Connect Service (as referenced in the Rules of the Stock Exchange of Hong Kong and as hereafter referred to in this Letter, the China Connect Service or Connect). Connect is a trading and clearing service established between Shanghai Stock Exchange, Shenzhen Stock Exchange, China Securities Depository and Clearing Corporation Limited (China Connect Clearing House), Hong Kong Exchanges and Clearing Limited, China Foreign Exchange Trade System & National Interbank Funding Centre (CFETS), China Central Depository & Clearing (CCDC), Shanghai Clearing House (SCH), and the Central Moneymarkets Unit of the Monetary Authority of Hong Kong (CMU), the Stock Exchange of Hong Kong (SEHK) and the Hong Kong Stock Exchange' s clearing and nominee company, Hong Kong Securities Clearing Company Ltd. (HKSCC). The service applies to listed stock/securities on a China Connect Market (China Connect Listed Stock) and bonds traded on the China Interbank Bond Mar
AMENDMENT TO SUPPLEMENT TO THE GLOBAL CUSTODY AGREEMENT HONG KONG - CHINA - CONNECT SERVICESupplement to the Global Custody Agreement • February 26th, 2020 • Principal Funds Inc
This Amendment ("Amendment") is made as of the 10th day of July, 2019, by and between Principal Funds, Inc. (the "Client") and The Bank of New York Mellon ("BNY Mellon").
