PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT VAUGHAN NELSON INVESTMENT MANAGEMENT, LP SUB-ADVISED FUNDSub-Advisory Agreement • October 30th, 2020 • Principal Funds Inc • Iowa
Contract Type FiledOctober 30th, 2020 Company JurisdictionAMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of July 1, 2020, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”), and Vaughan Nelson Investment Management, LP (the “Sub-Advisor”).
PRINCIPAL FUNDS, INC. SECOND AMENDED AND RESTATED SUB-ADVISORY AGREEMENT KLS DIVERSIFIED ASSET MANAGEMENT LP SUB-ADVISED FUNDSub-Advisory Agreement • October 30th, 2020 • Principal Funds Inc • Iowa
Contract Type FiledOctober 30th, 2020 Company JurisdictionSECOND AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of July 1, 2020, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”), and KLS DIVERSIFIED ASSET MANAGEMENT LP, a Delaware limited partnership (the “Sub-Advisor”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT BLACKROCK FINANCIAL MANAGEMENT, INC. SUB-ADVISED FUNDSSub-Advisory Agreement • October 30th, 2020 • Principal Funds Inc • Iowa
Contract Type FiledOctober 30th, 2020 Company JurisdictionAMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of July 1, 2020, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager"), and BLACKROCK FINANCIAL MANAGEMENT, INC., a Delaware corporation (the “Sub-Advisor).
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • October 30th, 2020 • Principal Funds Inc
Contract Type FiledOctober 30th, 2020 CompanyAGREEMENT made this July 1, 2020 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • October 30th, 2020 • Principal Funds Inc
Contract Type FiledOctober 30th, 2020 CompanyThis AMENDED AND RESTATED MANAGEMENT AGREEMENT (the “Agreement”), to be effective July 1, 2020, is by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT FINISTERRE CAPITAL LLP SUB-ADVISED FUNDSSub-Advisory Agreement • October 30th, 2020 • Principal Funds Inc • Iowa
Contract Type FiledOctober 30th, 2020 Company JurisdictionAMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) executed as of July 1, 2020, by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”), and FINISTERRE CAPITAL LLP, a limited liability partnership formed under the laws of the United Kingdom (the “Sub-Advisor”).