PRINCIPAL FUNDS, INC.Sub-Advisory Agreement • February 24th, 2021 • Principal Funds Inc • Iowa
Contract Type FiledFebruary 24th, 2021 Company JurisdictionSUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of November 17, 2020 by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”), and BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC , a Delaware limited liability company (the “Sub-Advisor”).
PRINCIPAL FUNDS, INC. THIRD AMENDED AND RESTATED SUB-ADVISORY AGREEMENT DDJ CAPITAL MANAGEMENT, LLC SUB-ADVISED FUNDSSub-Advisory Agreement • February 24th, 2021 • Principal Funds Inc • Iowa
Contract Type FiledFebruary 24th, 2021 Company JurisdictionTHIRD AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) to be effective as of January 1, 2021 by and between PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager"), and DDJ CAPITAL MANAGEMENT, LLC, a Massachusetts limited liability company (the “Sub-Advisor”).
PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • February 24th, 2021 • Principal Funds Inc
Contract Type FiledFebruary 24th, 2021 CompanyAGREEMENT made this January 1, 2021 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
FORM OF PRINCIPAL FUNDS, INC. CONTRACTUAL FEE WAIVER AGREEMENTContractual Fee Waiver Agreement • February 24th, 2021 • Principal Funds Inc
Contract Type FiledFebruary 24th, 2021 CompanyAGREEMENT made this March 1, 2021 by and between Principal Funds, Inc. (the “Fund”) and Principal Global Investors, LLC (the “Advisor”) (together, the “Parties”).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • February 24th, 2021 • Principal Funds Inc
Contract Type FiledFebruary 24th, 2021 CompanyThis AMENDED AND RESTATED MANAGEMENT AGREEMENT (the “Agreement”), to be effective January 1, 2021, is by and between PRINCIPAL FUNDS, INC., a Maryland corporation (the “Fund”), on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware limited liability company (the “Manager”).