INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 22nd, 2011 • Japan Smaller Capitalization Fund Inc • New York
AGREEMENT made this 25th day of April, 2007, by and between NOMURA ASSET MANAGEMENT U.S.A. INC., a New York corporation (hereinafter referred to as the “Manager”), and NOMURA ASSET MANAGEMENT CO., LTD., a Japanese corporation (hereinafter referred to as the “Investment Adviser which replaces and supersedes any existing agreement with respect to the same matter between the Manager and the Investment Adviser”).
MANAGEMENT AGREEMENTManagement Agreement • June 22nd, 2011 • Japan Smaller Capitalization Fund Inc • New York
AGREEMENT made this 8th day of November, 2006, by and between JAPAN SMALLER CAPITALIZATION FUND, INC., a Maryland corporation (hereinafter referred to as the “Fund”), and NOMURA ASSET MANAGEMENT U.S.A. INC., a New York corporation (hereinafter referred to as the “Manager”).
AMENDMENT TO THE ACCOUNTING AGENCY AGREEMENTAccounting Agency Agreement • June 22nd, 2011 • Japan Smaller Capitalization Fund Inc
AMENDMENT entered into as of this 8th day of November , 2007 to the Accounting Agency Agreement between JAPAN SMALLER CAPITALIZATION FUND, INC. (the “Fund”) and BROWN BROTHERS HARRIMAN & CO. (the “Accounting Agent”) dated as of April 26, 2007 (the “Agreement”).
