THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 22nd, 2008 • Dunham Funds • California
AGREEMENT among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the "Adviser"), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) on behalf of its series Dunham Real Estate Stock Fund (the “Fund”), and TEN ASSET MANAGEMENT, INC, a State of California Corporation (the "Sub-Adviser") (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 22nd, 2008 • Dunham Funds • California
AGREEMENT made among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the "Adviser"), DUNHAM FUNDS (the “Trust”) on behalf of its series Dunham Large Cap Value Fund and C.S. McKEE, LP, a Pennsylvania Limited Partnership (the "Sub-Adviser") (each a “Party,” and together, the “Parties”).
INVESTMENT ADVISORY AGREEMENT between DUNHAM FUNDS and DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.Investment Advisory Agreement • February 22nd, 2008 • Dunham Funds • California
AGREEMENT made this 15th day of January, 2008, by and between DUNHAM FUNDS, a Delaware business trust (the "Trust"), on behalf of each of its series listed on Schedule A hereto, and DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a corporation organized under the laws of the State of California (the "Adviser").
TRANSFER AGENCY AND SERVICE AGREEMENT between the DUNHAM FUNDS and GEMINI FUND SERVICES, LLCTransfer Agency and Service Agreement • February 22nd, 2008 • Dunham Funds • New York
AGREEMENT made the 15th day of January 2008, by and between the Dunham Funds, a Delaware Business Trust, having its principal office and place of business at 10251 Vista Sorrento Parkway, Suite 200, San Diego, CA 92121 (the "Trust"), and Gemini Fund Services, LLC., a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”).
CLASS C DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940Distribution Agreement • February 22nd, 2008 • Dunham Funds
PLAN AND AGREEMENT made as of January 15, 2008 by and between Dunham Funds (the "Trust"), and the distributor for Dunham Funds, Dunham & Associates Investment Counsel, Inc. (the “DISTRIBUTOR”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 22nd, 2008 • Dunham Funds • California
AGREEMENT among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the "Adviser"), DUNHAM FUNDS (the “Trust”) on behalf of its series Dunham International Stock Fund (the “Fund”) and NEUBERGER BERMAN MANAGEMENT INC., a New York Corporation (the "Sub-Adviser") (each a “Party,” and together, the “Parties”).
CONSULTING AGREEMENTConsulting Agreement • February 22nd, 2008 • Dunham Funds • Nebraska
This Consulting Agreement (the “Agreement”) is effective January 15, 2008, between FUND COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“FCS”), and DUNHAM FUNDS, a registered investment company organized as a Delaware business trust, located at 10251 Vista Sorrento Parkway, Suite 200, San Diego, CA 92121 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A (each a “Fund” and collectively “Funds”).
GLOBAL CUSTODIAL SERVICES AGREEMENTCustodial Services Agreement • February 22nd, 2008 • Dunham Funds • New York
THIS GLOBAL CUSTODIAL SERVICES AGREEMENT is made on September 17, 2007, by and between AdvisorOne Funds, a statutory trust organized under the laws of Delaware, (the “Client ”) and Citibank, N.A. acting through its offices located in New York, New York (the “Custodian”).
