December __, 2011Agreement and Plan of Reorganization • December 19th, 2011 • Advisorone Funds
AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF ______________, 2011 (THE "AGREEMENT"), BY AND AMONG THE MILESTONE FUNDS (THE "TRANSFERRING TRUST") ON BEHALF OF ITS SERIES, THE TREASURY OBLIGATIONS PORTFOLIO (THE "TRANSFERRING FUND"), ADVISORONE FUNDS (THE "ACQUIRING TRUST") ON BEHALF OF ITS SERIES, THE MILESTONE TREASURY OBLIGATIONS FUND (THE "ACQUIRING FUND") AND, FOR PURPOSES OF PARAGRAPH 10 OF THE AGREEMENT ONLY, CLS INVESTMENTS, LLC ("CLS"), INVESTMENT ADVISER TO THE ACQUIRING FUND AND GEMINI FUND SERVICES, LLC ("GFS"), THE ADMINISTRATOR OF THE ACQUIRING TRUST.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • December 19th, 2011 • Advisorone Funds • Delaware
This AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”), made as of this __th day of _________, 2012, by and between AdvisorOne Funds (the “Acquiring Trust”), a statutory trust organized and existing under the laws of the State of Delaware, with its principal place of business at 4020 South 147th Street, Omaha, Nebraska, on behalf of its series, the Milestone Treasury Obligations Fund (the “Acquiring Fund”), The Milestone Funds (the “Milestone Funds”), a statutory trust organized and existing under the laws of the State of Delaware, with its principal place of business at 115 East Putnam Avenue, Greenwich, Connecticut, on behalf of its series, the Treasury Obligations Portfolio (the “Acquired Fund”), and solely for purposes of Section 10 and 12(c) of this Agreement, CLS Investments, LLC, a limited liability company organized and existing under the laws of the state of Nebraska, the investment adviser of the Acquiring Fund with its principal place of business at 4020 South 147th Street,
THE MILESTONE FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 19th, 2011 • Advisorone Funds • Delaware
THIS AGREEMENT (the “Investment Advisory Agreement”) made this _____ day of ___________, 2012, between The Milestone Funds (the “Trust’), a statutory business trust organized under the laws of the State of Delaware with its principal place of business at 115 East Putnam Avenue, Greenwich CT 06830, and CLS Investments, LLC (the “Adviser), a limited liability company organized under the laws of the State of Nebraska with its principal place of business at 4020 South 147th Street, Omaha, NE 68137.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 19th, 2011 • Advisorone Funds • Colorado
AGREEMENT made as of the ___ day of October, 2011, by and between AdvisorOne Funds, a Delaware statutory trust, having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the "Trust"), and ALPS Fund Services, Inc., a Colorado corporation having its principal office and place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the "Transfer Agent").
