Highland Funds II 200 Crescent Court, Suite 700 Dallas, TX 75201 Northern Lights Fund Trust 17605 Wright Street Omaha, NE 68130Agreement and Plan of Reorganization • December 23rd, 2013 • Northern Lights Fund Trust
Contract Type FiledDecember 23rd, 2013 CompanyAGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF NOVEMBER 22, 2013 (THE "AGREEMENT"), BY AND BETWEEN HIGHLAND FUNDS II (THE "TRANSFERRING TRUST") ON BEHALF OF ITS SERIES, HIGHLAND ALTERNATIVE INCOME FUND (THE "TRANSFERRING FUND") AND NORTHERN LIGHTS FUND TRUST (THE "ACQUIRING TRUST") ON BEHALF OF ITS SERIES, ANCHOR ALTERNATIVE INCOME FUND (THE "ACQUIRING FUND")