AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • December 23rd, 2014 • Northern Lights Fund Trust Ii • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of November 21, 2014, between (i) NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (“NLFT II”), on behalf of the Even Keel Managed Risk Fund, the Even Keel Opportunities Managed Risk Fund, the Even Keel Traveler Managed Risk Fund and the Even Keel Explorer Managed Risk Fund, (each a “New Fund” and collectively, the “New Funds”), each a series of NLFT II, (ii) NORTHERN LIGHTS FUND TRUST III, a Delaware statutory Trust (“NLFT III”), on behalf the Even Keel Managed Risk Fund, the Even Keel Opportunities Managed Risk Fund, the Even Keel Traveler Managed Risk Fund and the Even Keel Explorer Managed Risk Fund, (each an “Old Fund” and collectively, the “Old Funds”), each a series of NLFT III (NLFT II and NLFT III are each sometimes referred to herein as an “Investment Company” and collectively as “Investment Companies,” and the New Funds and Old Funds are sometimes referred to herein, collectively, as the “Funds”)
