Smaller Companies Fund 10f-3 Transaction Q1 2001 <Table>Securities Purchase Agreement • December 21st, 2001 • Morgan Grenfell Investment Trust /Ny/
Underwriters Merrill Lynch, CS First Boston, Simmons & Co., Dain Rauscher, DB Alex. Brown, First Union, Howard Weil, ING Barings, Lazard Freres, Prudential, Raymond James, Solomon Smith Barney, Robert W Baird, Johnson Rice, Peters & Co, Petrie Parkman, Robinson-Humphrey, Sanders Morris Harris, Southcoast Capital, Southwest Securities, Utendahl Capital Partners, Salomon Smith Barney, Morgan Stanley Dean Witter, Simmons & Company International, etc. Salomon Smith Barney, Credit Suisse First Boston, Dain Rauscher Wessels, Simmons & Company, etc.
