3,500,000 Shares* SOUTHWALL TECHNOLOGIES INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 31st, 2002 • Southwall Technologies Inc /De/ • Unsupported plastics film & sheet • New York
Contract Type FiledMay 31st, 2002 Company Industry JurisdictionSouthwall Technologies Inc., a Delaware corporation (the “Company”), proposes to issue and sell 3,500,000 shares (the “Firm Shares”) of the Company’s Common Stock, par value $.001 per share (the “Common Stock”), in each case to you and to the several other Underwriters named in Schedule I hereto (collectively, the “Underwriters”), for whom you are acting as Representatives (the “Representatives”). The Company has also agreed to grant to you and the other Underwriters an option (the “Company Option”) to purchase up to an additional [______] shares of Common Stock, on the terms and for the purposes set forth in Section 1(b) (“Company Option Shares”). The stockholders of the Company named in Schedule II hereto (the “Selling Stockholders”) have also agreed to grant to you and the other Underwriters an option (the “Selling Stockholders Option”) to purchase up to an additional [______] shares of Common Stock, on the terms and for the purposes set forth in Section 1(b) (“Selling Stockholders
STANDARD INDUSTRIAL LEASE BY AND BETWEEN AS LANDLORD AND SOUTHWALL TECHNOLOGIES, INC. AS TENANTEntire Agreement • May 31st, 2002 • Southwall Technologies Inc /De/ • Unsupported plastics film & sheet • California
Contract Type FiledMay 31st, 2002 Company Industry JurisdictionTHIS LEASE is made this ____ day of October, 1999, by and between C&J Development Co., a California limited partnership, (“Landlord”) and Southwall Technologies, Inc. (formerly The Southwall Corporation), a Delaware corporation (“Tenant”).
GUARANTEE AGREEMENT REGARDINGGuarantee Agreement • May 31st, 2002 • Southwall Technologies Inc /De/ • Unsupported plastics film & sheet
Contract Type FiledMay 31st, 2002 Company IndustryThis Agreement is made as of May 6, 1997 by and between Southwall Technologies Inc., a Delaware corporation whose principal business offices are at 1029 Corporation Way, Palo Alto, California 94303 (hereinafter called "Southwall")
MEMORANDUMMemorandum • May 31st, 2002 • Southwall Technologies Inc /De/ • Unsupported plastics film & sheet
Contract Type FiledMay 31st, 2002 Company IndustryThis Memorandum is made as of August , 1999 by and between Southwall Technologies Inc, a Delaware corporation whose principle business offices are at 1029 Corporation Way, Palo Alto, California 94303 (herein after called “Southwall”) and Teijin Limited a Japanese corporation whose registered office is at 6-7, Minamihonmachi 1-chome, Chuo-ku, Osaka 541-8587, Japan (herein after called “Teijin”).
FIRST AMENDMENT TO CREDIT AGREEMENTCredit Agreement • May 31st, 2002 • Southwall Technologies Inc /De/ • Unsupported plastics film & sheet • California
Contract Type FiledMay 31st, 2002 Company Industry JurisdictionThis First Amendment to Credit Agreement (“Amendment”) is made to be effective as of November 8, 1999, by and between Southwall Technologies Inc., a Delaware corporation (the “Company”) and The Sanwa Bank, Limited (the “Bank”), with reference to the following facts: