AMENDED & RESTATED SEPARATION AND SHARED SERVICES AGREEMENTAsset Contribution Agreement • November 13th, 2017 • BioXcel Therapeutics, Inc. • Pharmaceutical preparations • Connecticut
Contract Type FiledNovember 13th, 2017 Company Industry JurisdictionThis Amended & Restated Shared Services Agreement (this “Agreement”) is entered into as of November 7, 2017 (the “Execution Date”), by and between BioXcel Corporation, a Delaware corporation located at 780 East Main Street, Branford, CT 06405 (“BioXcel”), and BioXcel Therapeutics, Inc., a Delaware corporation located at 780 East Main Street, Branford, CT 06405 (“BTI”) in order to amend and restate the obligations of each of BioXcel and BTI under that certain Separation and Shared Services Agreement (the “SSA”) entered into by BioXcel and BTI as of June 30, 2017 (the “Effective Date”). BioXcel and BTI are sometimes referred to individually as a “Party” and collectively as the “Parties.”
STOCK PURCHASE AGREEMENTStock Purchase Agreement • November 13th, 2017 • BioXcel Therapeutics, Inc. • Pharmaceutical preparations • Connecticut
Contract Type FiledNovember 13th, 2017 Company Industry JurisdictionTHIS AGREEMENT, dated as of , (this “Agreement”), is entered into by and between BioXcel Therapeutics, Inc., a Delaware corporation (the “Company”), and the investors identified on Schedule 1 attached hereto (the “Investors”).
GRID NOTEGrid Note • November 13th, 2017 • BioXcel Therapeutics, Inc. • Pharmaceutical preparations
Contract Type FiledNovember 13th, 2017 Company IndustryThis Note evidences a revolving line of credit. Advances under this Note may be requested either orally or in writing by Payor, for the exclusive benefit of Payor in furtherance of conducting its business. All advances under this Note require the prior written approval of Payee and a record thereof shall be maintained in Exhibit A to this Note, provided, however, that the failure to so record shall in no way limit Payor’s obligations with respect to repayment of principal or interest on any advance.